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Pulling IRS BMF, Form 990 filings, peer benchmarks, programs, people, and grants.
Pulling IRS BMF, Form 990 filings, peer benchmarks, programs, people, and grants.
DBA: N/A
EIN 20-0587793 · Snapshot of IRS recognition, filing currency, financial health, and governance.
To create a healthier regulatory environment for independent broker-dealers and their affiliated independent Financial advisors through aggressive and effective advocacy, education and public awareness.
Principal Officer
Dale Brown
Total Revenue
$11.6M
FY2025
Total Expenses
$11.6M
FY2025
Net Assets
$6.5M
Program Ratio
—
expenses on programs
Employees
23
Volunteers
21
Board Members
21
Voting
21
Independent
8 answers compiled from IRS Form 990, BMF, Pub 78, and the Auto-Revocation List.